Investor Corner & Grievance Redressal
Complete regulatory transparency, commission schedules, statutory disclosures, and independent multi-tier grievance redressal mechanisms.
Corporate Registrations & Disclosures
Official registrations held by Dhariwal Securities Private Limited.
ARN-369716
Registered Mutual Fund Distributor with Association of Mutual Funds in India (AMFI).
CIN: U67120MH2008PTC184123
Incorporated under the Companies Act in Mumbai, Maharashtra, India.
Non-Advisory Distributor
Facilitates Regular Plans of mutual funds, insurance policies, and loan applications without charging investment advisory fees.
Commission & Remuneration Disclosure Policy
In compliance with SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09, the broad range of commission rates payable to Dhariwal Securities Private Limited for distribution of various mutual fund categories from AMCs is disclosed below:
| Scheme Category | Trail Year 1 (%) | Trail Year 2+ (%) | Upfront Brokerage |
|---|---|---|---|
| Equity Schemes | 0.70% – 1.10% | 0.70% – 1.10% | NIL (Banned by SEBI) |
| Hybrid / Balanced Advantage | 0.60% – 0.95% | 0.60% – 0.95% | NIL (Banned by SEBI) |
| Debt & Conservative Schemes | 0.25% – 0.60% | 0.25% – 0.60% | NIL (Banned by SEBI) |
| Liquid & Overnight Schemes | 0.05% – 0.15% | 0.05% – 0.15% | NIL (Banned by SEBI) |
* Note: Commission rates are subject to change from time to time by AMCs in accordance with SEBI guidelines. Scheme-specific commission details are available on request to your Relationship Manager.
Grievance Redressal Mechanism & Escalation Matrix
We are committed to resolving investor concerns promptly and transparently.
Initial Contact
Contact your assigned Relationship Manager directly via phone, email, or through the Kubeerra app. Most operational queries are resolved within 24–48 hours.
Formal Escalation
If unresolved at Level 1, lodge a formal ticket below or write directly to the Grievance Officer at grievance@dhariwalsecurities.com.
AMFI / SEBI SCORES / SMART ODR
If you are not satisfied with the resolution, you may escalate your complaint to the SEBI SCORES portal or the SMART Online Dispute Resolution platform.
SEBI SCORES PortalLodge an Online Grievance
Track Existing Ticket
Enter your reference number (e.g. DSPL-GRV-2026-1024) to check resolution status.